TrueAdvisor
TrueAdvisor
SK
SK

Shan Kumar

Pi Square Capital, LLC
18 Years of Experience
Kirkland, WA
3 Disclosures
View SEC Summary
View SEC Summary

Shan Kumar is a registered investment advisor at Pi Square Capital, LLC, based in Kirkland, WA, with 18 years of industry experience. Shan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Insurance Planning, Investment Management, Retirement Planning. Their firm serves 4 clients with $2.4M in assets under management.

Pi Square Capital, LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
1 advisor
Number of Clients
4 clients
Average Client Portfolio
$609K average
Assets Under Management
$2.4M

Fee Structure

Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $5.0M2.99%
$5M+1.50%

Fees are negotiable at the firm's sole discretion. Billing excludes cash.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Kirkland, WA

Get directions

History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2009
Closed-No Action
Customer Dispute
June 2008
Settled
Criminal
May 2001
Final Disposition
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Pi Square Capital, LLC
March 2010 - Present · 16 yrs 7 mos
Previous Registrations
Ameriprise Financial Services, INC.
June 2008 - April 2010 · 1 yr 10 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
December 2007 - June 2008 · 6 mos
State Registrations1 state
WA
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Kirkland, WA →All financial advisors in Washington →