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Shan Kumar is a registered investment advisor at Pi Square Capital, LLC, based in Kirkland, WA, with 18 years of industry experience. Shan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 4 clients with $2.3M in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
1 advisor
Number of Clients
4 clients
Average Client Portfolio
$574K average
Assets Under Management
$2.3M
Fee Structure
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $5.0M | 2.99% |
| $5M+ | 1.50% |
Fees are negotiable and may vary based on the level of service required.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
Kirkland, WA
Get directionsHistory
Regulatory History (3)
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Customer Dispute
March 2009Closed-No Action
Customer Dispute
June 2008Settled
Criminal
May 2001Final Disposition
Employment History
Current Registrations
Pi Square Capital, LLC
March 2010 - Present · 16 yrs 2 mos
Previous Registrations
Ameriprise Financial Services, INC.
June 2008 - April 2010 · 1 yr 10 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
December 2007 - June 2008 · 6 mos
State Registrations1 state
WA
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.