MM
CFP
MM
CFP
Michael Mazza
24 Years of Experience
Tucson, AZ
1 DisclosureBroker
Michael Mazza is a CFP-designated registered investment advisor at Charles Schwab & CO., INC., based in Tucson, AZ, with 24 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning.
Compensation
Fixed/Hourly
Firm Size
8109 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified
Fee Structure
Planning is included in investment management
Minimum Annual Fee:$1,000
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 0.80% |
| $1.0M - $2.0M | 0.75% |
| $2.0M - $5.0M | 0.70% |
| $5.0M - $10.0M | 0.50% |
| $10.0M - $25.0M | 0.30% |
| $25M+ | 0.30% |
Fee schedule effective October 1, 2024. Clients enrolled prior to this date may have grandfathered fee schedules. Fees may be negotiable for assets over $25 million.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
6401 North Campbell Ave., Tucson, AZ, 85718
Get directionsHistory
Regulatory History (1)
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Customer Dispute
September 2008Denied
Employment History
Current Registrations
Charles Schwab & CO., INC.
January 2022 - Present · 4 yrs 4 mos
Charles Schwab & CO., INC.Broker
January 2022 - Present · 4 yrs 4 mos
Previous Registrations
TD Ameritrade Investment Management, LLC
September 2019 - September 2023 · 4 yrs
TD Ameritrade, INC.
September 2019 - October 2022 · 3 yrs 1 mo
TD Ameritrade, INC.Broker
September 2019 - May 2024 · 4 yrs 8 mos
Sagepoint Financial, INC.
October 2008 - September 2019 · 10 yrs 11 mos
Sagepoint Financial, INC.Broker
October 2008 - September 2019 · 10 yrs 11 mos
American General Securities Incorporated
July 2003 - October 2008 · 5 yrs 3 mos
American General Securities IncorporatedBroker
May 2003 - October 2008 · 5 yrs 5 mos
Usallianz Securities, INC.Broker
May 2001 - September 2002 · 1 yr 4 mos
State Registrations25 states
AZCACODEFLHIIDINKSLAMONDNJNMNVNYOHORPASDTXVAVTWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.