CS
CFP
CS
CFP
Christopher Sassone
23 Years of Experience
Rochester, NY
1 DisclosureBrokerSells Insurance
Christopher Sassone is a CFP-designated registered investment advisor, based in Rochester, NY, with 23 years of industry experience.
Location
100 Meridian Centre Blvd, Suite 200, Rochester, NY, 14618
Get directionsHistory
Regulatory History (1)
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Customer Dispute
October 2018Settled
Other Business ActivitiesSells Insurance
Christopher is a financial advisor for Davie Kaplan Wealth Care Advisors, DKCB Financial Advisors, and Bronsky Wealth Management. He also sells insurance and dedicates time to community activities, including coaching and serving on boards for the Small Business Council of Rochester and Premier Community Relations.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
September 2025 - Present · 8 mos
Cetera Investment Advisers LLC
September 2025 - Present · 8 mos
Cetera Wealth Services, LLC
September 2025 - Present · 8 mos
Davie Kaplan Wealth Care Advisors, LLC
June 2021 - Present · 4 yrs 11 mos
Previous Registrations
Avantax Advisory Services
October 2023 - September 2025 · 1 yr 11 mos
Avantax Investment Services, INC.Broker
October 2019 - September 2025 · 5 yrs 11 mos
1st Global Capital CORP.Broker
July 2009 - October 2019 · 10 yrs 3 mos
Lincoln Financial Advisors CorporationBroker
August 2006 - June 2009 · 2 yrs 10 mos
Charles Schwab & CO., INC.Broker
December 2004 - November 2005 · 11 mos
American Express Financial Advisors INC.Broker
November 2003 - November 2004 · 1 yr
Ids Life Insurance CompanyBroker
November 2003 - November 2004 · 1 yr
H&r Block Financial Advisors, INC.Broker
February 2002 - November 2003 · 1 yr 9 mos
Kirlin Securities INC.Broker
January 2002 - March 2002 · 2 mos
Morgan Stanley Dw INC.Broker
June 2001 - November 2001 · 5 mos
State Registrations33 states
ALAZCACOCTDCDEFLGAHIILINKYMAMDMEMIMONCNHNJNMNVNYOHPASCTXUTVAVTWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.