AC
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Anthony Cavallo

24 Years of Experience
Mountainside, NJ
Broker

Anthony Cavallo is a registered investment advisor at Cetera Investment Advisers LLC, based in Mountainside, NJ, with 24 years of industry experience. Anthony operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

1140 Springfield Ave, Mountainside, NJ, 07092

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Anthony is a sole proprietor as an attorney and CPA since 2000, providing legal services, estate and tax planning, real estate, and corporate/business transactions. This takes nearly full-time hours during trading hours.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2011 - Present · 15 yrs 3 mos
Cetera Financial Specialists LLCBroker
October 2005 - Present · 20 yrs 11 mos
Previous Registrations
C. J. M. Planning CORP.Broker
June 2001 - October 2005 · 4 yrs 4 mos
State Registrations2 states
FLNJ
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Anthony Cavallo - Financial Advisor | TrueAdvisor