Kendra Gray is a registered investment advisor, based in Charlotte, NC, with 24 years of industry experience.
Location
Charlotte, NC
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Current Registrations
Hightower Securities, LLC
March 2025 - Present · 1 yr 2 mos
Hightower Advisors, LLC
March 2025 - Present · 1 yr 2 mos
Hightower Securities, LLCBroker
March 2025 - Present · 1 yr 2 mos
Previous Registrations
Hornor, Townsend & Kent, LLC
January 2024 - September 2024 · 8 mos
Hornor, Townsend & Kent, LLCBroker
January 2024 - September 2024 · 8 mos
LPL Financial LLC
November 2014 - January 2024 · 9 yrs 2 mos
LPL Financial LLCBroker
November 2014 - January 2024 · 9 yrs 2 mos
Fmsi Advisers
September 2011 - November 2014 · 3 yrs 2 mos
First Midwest Securities, INC.Broker
August 2010 - November 2014 · 4 yrs 3 mos
Midwestern Securities Trading Company, LLCBroker
May 2001 - August 2010 · 9 yrs 3 mos
State Registrations1 state
NC
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.