TK
TK

Timothy Kowalski

23 Years of Experience
Southfield, MI
Broker

Timothy Kowalski is a registered investment advisor at Raymond James & Associates, INC., based in Southfield, MI, with 23 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

1000 Town Ctr, Suites 600, 700 and 800, Southfield, MI, 48033-5222

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James & Associates, INC.
September 2018 - Present · 7 yrs 8 mos
Raymond James & Associates, INC.Broker
September 2018 - Present · 7 yrs 8 mos
Previous Registrations
Ameriprise Financial Services, INC.Broker
October 2009 - April 2018 · 8 yrs 6 mos
Ameriprise Financial Services, INC.
October 2009 - April 2018 · 8 yrs 6 mos
Ameriprise Advisor Services, INC.
July 2004 - October 2009 · 5 yrs 3 mos
Ameriprise Advisor Services, INC.Broker
June 2003 - October 2009 · 6 yrs 4 mos
Morgan Stanley Dw INC.Broker
September 2002 - May 2003 · 8 mos
State Registrations1 state
MI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Timothy Kowalski - Financial Advisor | TrueAdvisor