Douglas Branch is a registered investment advisor, based in Alpharetta, GA, with 20 years of industry experience.
Location
2400 Lakeview Parkway, Suite 550, Alpharetta, GA, 30009
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Douglas is an Investment Advisor Representative at Merit Financial Group, doing business as Merit Financial Advisors. This activity takes up nearly all of Douglas's time.
Employment History
Current Registrations
Purshe Kaplan Sterling InvestmentsBroker
August 2024 - Present · 1 yr 9 mos
Purshe Kaplan Sterling Investments
August 2024 - Present · 1 yr 9 mos
Merit Financial Advisors
May 2023 - Present · 3 yrs
Previous Registrations
LPL Financial LLC
February 2017 - April 2023 · 6 yrs 2 mos
LPL Financial LLCBroker
July 2013 - August 2024 · 11 yrs 1 mo
LPL Financial LLC
July 2013 - December 2016 · 3 yrs 5 mos
NFP Securities, INC.
June 2009 - December 2012 · 3 yrs 6 mos
NFP Securities, INC.Broker
January 2007 - December 2012 · 5 yrs 11 mos
Wachovia Securities Financial Network, LLCBroker
October 2006 - January 2007 · 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 2006 - July 2006 · 6 mos
Gpc Securities, INC.Broker
October 2004 - July 2006 · 1 yr 9 mos
State Registrations2 states
FLGA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.