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Maurice Stuffmann

Oppenheimer Asset Management
56 Years of Experience
Fort Worth, TX
3 DisclosuresBroker
View SEC Summary
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Maurice Stuffmann is a registered investment advisor at Oppenheimer Asset Management, based in Fort Worth, TX, with 56 years of industry experience. Maurice is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 43,537 clients with $21B in assets under management.

Oppenheimer Asset Management
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5 advisors
Number of Clients
43,537 clients
Average Client Portfolio
$490K average
Assets Under Management
$21.3B

Fee Structure

Minimum Investment:$150K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any0.80%

Maximum fees vary by strategy: Insurance accounts at 0.40%, Cash Management, Tax-Exempt Bond Laddered Portfolios, and general accounts at 0.80%, High Yield at 1.00%, and High Yield Tax-Exempt at 1.25%. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Wells Fargo Tower, 201 Main Street, Suite 828, Fort Worth, TX, 76102

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2020
Settled
Customer Dispute
March 2011
Settled
Customer Dispute
September 2001
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Maurice owns mineral rights under his personal residence. He is also a co-trustee of the Stuffmann Family Trust, which holds investment assets and residences as part of estate planning.

Employment History
Current Registrations
Oppenheimer Asset Management
January 2026 - Present · 9 mos
Oppenheimer & CO. INC.
February 2011 - Present · 15 yrs 8 mos
Oppenheimer & CO. INC.Broker
January 2003 - Present · 23 yrs 9 mos
Previous Registrations
Oppenheimer Asset Management
April 2003 - December 2025 · 22 yrs 8 mos
Fahnestock Asset Management
January 2003 - April 2003 · 3 mos
Cibc World Markets CORP.
February 2002 - January 2003 · 11 mos
Cibc World Markets CORP.Broker
November 2001 - January 2003 · 1 yr 2 mos
J.P. Morgan Securities INC.Broker
February 2000 - November 2001 · 1 yr 9 mos
Hambrecht & Quist LLCBroker
December 1997 - February 2000 · 2 yrs 2 mos
Dabney/resnick/imperial, LLCBroker
September 1995 - December 1997 · 2 yrs 3 mos
Mitchum, Jones & Templeton, INC.Broker
January 1994 - September 1995 · 1 yr 8 mos
Sutro & CO. IncorporatedBroker
November 1989 - December 1993 · 4 yrs 1 mo
Wedbush Morgan Securities INC.Broker
November 1988 - November 1989 · 1 yr
Morgan, Olmstead, Kennedy & Gardner IncorporatedBroker
March 1984 - November 1989 · 5 yrs 8 mos
Sutro & CO. IncorporatedBroker
March 1970 - March 1984 · 14 yrs
State Registrations52 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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