Maurice Stuffmann
Maurice Stuffmann is a registered investment advisor at Oppenheimer Asset Management, based in Fort Worth, TX, with 55 years of industry experience. Maurice operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 44,391 clients with $20B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Oppenheimer Asset Management (OAM) manages fixed income accounts with fees that vary depending on the strategy. The maximum fees range from 0.30% to 1.25%. Fees are negotiable based on the size of the client relationship and the discretion of the financial advisor. Minimum account sizes range from $150,000 to $250,000 depending on the strategy.
Location
Wells Fargo Tower, 201 Main Street, Suite 828, Fort Worth, TX, 76102
Get directionsHistory
Regulatory History (3)
Customer Dispute
April 2020Customer Dispute
March 2011Customer Dispute
September 2001Other Business Activities
Maurice owns mineral rights under his personal residence. He is also a co-trustee of the Stuffmann Family Trust, which holds investment assets and residences as part of estate planning.
Employment History
Current Registrations
Oppenheimer Asset Management
Oppenheimer & CO. INC.
Oppenheimer & CO. INC.Broker
Previous Registrations
Oppenheimer Asset Management
Fahnestock Asset Management
Cibc World Markets CORP.
Cibc World Markets CORP.Broker
J.P. Morgan Securities INC.Broker
Hambrecht & Quist LLCBroker
Dabney/resnick/imperial, LLCBroker
Mitchum, Jones & Templeton, INC.Broker
Sutro & CO. IncorporatedBroker
Wedbush Morgan Securities INC.Broker
Morgan, Olmstead, Kennedy & Gardner IncorporatedBroker
Sutro & CO. IncorporatedBroker
State Registrations52 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.