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Brian Degrado

Vestgen Advisors, LLC
25 Years of Experience
Chicago, IL
2 Disclosures
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Brian Degrado is a registered investment advisor at Vestgen Advisors, LLC, based in Chicago, IL, with 25 years of industry experience. Brian operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 22,790 clients with $6.7B in assets under management.

Vestgen Advisors, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
58 advisors
Number of Clients
22,790 clients
Average Client Portfolio
$292K average
Assets Under Management
$6.7B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The annual fee ranges up to a maximum of 2.5% of assets held in the account. Fees are negotiable at the firm's discretion based on criteria such as account size, asset types, and relationship history.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1 North Franklin, Suite 1850, Chicago, IL, 60606

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2019
Withdrawn
Customer Dispute
December 2018
Denied
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Vestgen Advisors, LLC
September 2024 - Present · 2 yrs 1 mo
Previous Registrations
Lake Street
November 2021 - September 2024 · 2 yrs 10 mos
Raymond James & Associates, INC.
November 2019 - November 2021 · 2 yrs
Raymond James & Associates, INC.Broker
November 2019 - November 2021 · 2 yrs
J.P. Morgan Securities LLCBroker
October 2012 - November 2019 · 7 yrs 1 mo
J.P. Morgan Securities LLC
October 2012 - November 2019 · 7 yrs 1 mo
Chase Investment Services CORP.
April 2006 - October 2012 · 6 yrs 6 mos
Chase Investment Services CORP.Broker
March 2006 - October 2012 · 6 yrs 7 mos
Woodbury Financial Services, INC.Broker
June 2005 - March 2006 · 9 mos
Waterstone Financial Group, INC.Broker
November 2004 - March 2005 · 4 mos
Waterstone Financial Group, INC.Broker
November 2003 - November 2004 · 1 yr
Spike Financial Services, LLCBroker
August 2003 - November 2003 · 3 mos
Waterstone Financial Group, INC.Broker
January 2003 - August 2003 · 7 mos
Tower Square Securities, INC.Broker
May 2002 - January 2003 · 8 mos
Vanguard CapitalBroker
November 2001 - May 2002 · 6 mos
Woodbury Financial Services, INC.Broker
May 2001 - November 2001 · 6 mos
State Registrations2 states
ILTX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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