Cassandra Smith
Cassandra Smith is a CFP-designated registered investment advisor at Credit Union Investment Services, based in Morganton, NC, with 16 years of industry experience. Cassandra operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 0.50% |
0.25% annual fee for cash and individual fixed income. 0.50% annual fee for all other securities. This fee is non-negotiable.
Fee Estimator
Location
130 Carbon City Road, Morganton, NC, 28655
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Cassandra works for State Employees' Credit Union providing financial services and is also an agent for SECU Life Insurance Company. She spends minimal time conducting business for Members Trust Company as a Trust Rep.
Employment History
Current Registrations
Credit Union Investment Services
Secu Brokerage ServicesBroker
Previous Registrations
PFS Investments INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.