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Albert Rich
24 Years of Experience
Long Branch, NJ
Broker
Albert Rich is a registered investment advisor at Cetera Investment Advisers LLC, based in Long Branch, NJ, with 24 years of industry experience. Albert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
627 Second Ave, Long Branch, NJ, 07740
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Advisers LLC
December 2017 - Present · 8 yrs 7 mos
Cetera Investment Services LLCBroker
December 2017 - Present · 8 yrs 7 mos
Previous Registrations
Invest Financial CorporationBroker
October 2015 - December 2017 · 2 yrs 2 mos
Invest Financial Corporation
October 2015 - December 2017 · 2 yrs 2 mos
Essex National Securities, LLCBroker
April 2011 - October 2015 · 4 yrs 6 mos
Essex National Securities, LLC
April 2011 - October 2015 · 4 yrs 6 mos
LPL Financial LLC
May 2008 - April 2011 · 2 yrs 11 mos
LPL Financial LLCBroker
May 2008 - April 2011 · 2 yrs 11 mos
Ifmg Securities, INC.
December 2003 - May 2008 · 4 yrs 5 mos
Ifmg Securities, INC.Broker
November 2002 - May 2008 · 5 yrs 6 mos
Signator Investors, INC.Broker
August 2001 - November 2002 · 1 yr 3 mos
State Registrations4 states
GAMANJNY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.