James Lowry
James Lowry is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Huntersville, NC, with 23 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
8015 W Kenton Cir, Huntersville, NC, 28078
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James is involved in several business activities, including Capital Plan Advisors (DBA for LPL business), serving as a trustee for multiple trusts, acting as a general partner/managing member for Y.O. Holdings (rental property holdings) and Roconde, LLC (rental property). He dedicates full-time hours to Capital Plan Advisors and about a quarter of his time to The Wadsworth Group.
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Previous Registrations
LPL Financial LLCBroker
LPL Financial LLC
Capital Guardian, LLCBroker
Capital Guardian Wealth Management, LLC
Woodbury Financial Services, INC.
Woodbury Financial Services, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Chase Investment Services CORP.Broker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
Sanford C. Bernstein & CO., LLCBroker
State Registrations14 states
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