Stephen Ashe
Stephen Ashe is a registered investment advisor at Equitable Advisors, LLC, based in Rochester, NY, with 24 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Retirement Planning, and 1 more. Their firm serves 69,432 clients with $38B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Equitable Advisors offers investment management through LPL Financial programs and third-party asset managers (TAMPs). Fees vary depending on the program and assets invested.
For LPL programs like SAM, fees are based on a percentage of your portfolio. In some cases, you can choose whether to pay transaction charges directly or have the advisor pay them, which affects the overall advisory fee.
When using TAMPs, the fees are determined by the TAMP and a portion is paid to Equitable Advisors. The specific fees, minimums, and arrangements vary by TAMP, so it's important to review their brochures.
Equitable Advisors also offers ERISA fiduciary services to retirement plans, with fees determined by the specific services provided.
Location
765 Jefferson Road, 3rd Fl, Suite 310, Rochester, NY, 14623
Get directionsHistory
Regulatory History (1)
Customer Dispute
August 2006Other Business ActivitiesSells Insurance
Stephen is involved in several LLCs and partnerships, including Boughtopn Hill Partners, Sandy Beach Partners, North Long LLC, 3975 West Lake Road LLC, VC Travel LLC, and Boughton Aviation Partners. These activities are non-investment related and require minimal time. Stephen is also an independent agent outside of fixed insurance appointments.
Employment History
Current Registrations
Equitable Advisors, LLC
Equitable Advisors, LLCBroker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.