Nicola Hanna
Nicola Hanna is a registered investment advisor at LPL Financial LLC, based in San Diego, CA, with 21 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
3111 Camino Del Rio N Ste 920, San Diego, CA, 92108
Get directionsHistory
Regulatory History (1)
Criminal
April 2006Other Business ActivitiesSells Insurance
Nicola breeds and races horses, works as an associate/employee at Cavanaugh Group, and is president of Hanna Asset Management, dedicating minimal time to each. Nicola also sells fixed insurance, fixed annuities, immediate annuities, and whole life insurance, spending a few hours per week on these activities.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services
Raymond James Financial Services, INC.Broker
Wamu Investments, INC.Broker
Wamu Investments, INC.
Morgan Stanley
Morgan Stanley Dw INC.Broker
First Montauk Securities CORP.
First Montauk Securities CORP.Broker
State Registrations36 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.