Bruce Friedman
Bruce Friedman is a registered investment advisor at LPL Financial LLC, based in Lake Forest, IL, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
100 S. Saunders Road Suite 150, Lake Forest, IL, 60045
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Bruce is dually-registered as an investment advisor representative with Alera Investment Advisors and as a Registered Representative with Triad Advisors, spending most of his time as an investment advisor representative. He also provides fixed business products including LTC, property casualty insurance, disability insurance, and group benefits, and works as a consultant for Alera Group full-time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Osaic Wealth, INC.Broker
Alera Investment Advisors, LLC
Triad Advisors LLCBroker
Securian Financial Services, INC.
Securian Financial Services, INC.Broker
Banc of America Investment Services, INC.
Banc of America Investment Services, INC.Broker
Northern Trust Securities, INC
Northern Trust Securities, INC.Broker
State Registrations18 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.