Brian Grogan
Brian Grogan is a registered investment advisor at Newedge Advisors, based in New Orleans, LA, with 24 years of industry experience. Brian operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 42,946 clients with $27B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
NewEdge Advisors manages investments through a wrap fee program. Clients pay a single annual fee, not to exceed 2.50%, which covers investment advice and custodial transaction costs. The fee is calculated based on the value of the account and is billed quarterly in advance. Fees are negotiable. Clients may pay more for the wrap fee service than they would for non-wrap services, depending on their account's trading activity.
Location
858 Camp Street, New Orleans, LA, 70130
Get directionsHistory
Regulatory History (1)
Customer Dispute
October 2018Other Business ActivitiesSells Insurance
Brian conducts advisory services through NewEdge Advisors, LLC as Crescent Wealth Partners, dedicating full-time hours to this. Brian is also a licensed insurance agent/broker, potentially creating a conflict of interest mitigated by his fiduciary duty, and a founding partner in Crescent Franchise Solutions, spending a few hours per week on succession planning for franchise owners.
Employment History
Current Registrations
Newedge Advisors
Previous Registrations
Mid Atlantic Financial Management, INC.
Ameriprise Financial Services, INC.
Ameriprise Financial Services, INC.Broker
Ids Life Insurance CompanyBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.