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Brian Grogan

Newedge Advisors
24 Years of Experience
Sarasota, FL
1 DisclosureSells Insurance
View SEC Summary
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Brian Grogan is a registered investment advisor at Newedge Advisors, based in Sarasota, FL, with 24 years of industry experience. Brian operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Business Owners, Charitable Giving, Corporate Executives, and 9 more. Their firm serves 49,898 clients with $43B in assets under management.

Newedge Advisors
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
605 advisors
Number of Clients
49,898 clients
Average Client Portfolio
$866K average
Assets Under Management
$43.2B

Fee Structure

Minimum Investment:$10K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M2.25%
$1.0M - $2.0M2.00%
$2M+1.75%

Schedule reflects the primary Equity and Balanced Advisors Choice program. The firm imposes a maximum annual fee of 1.75% for new accounts opened after December 31, 2025, though older accounts may have rates up to 2.50%. Additional program schedules exist for fixed income, mutual fund strategies, and third-party manager programs. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

5674 Marquesas Circle, Sarasota, FL, 34233

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2018
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Brian conducts advisory services through NewEdge Advisors, LLC as Crescent Wealth Partners, dedicating full-time hours to this. Brian is also a licensed insurance agent/broker, potentially creating a conflict of interest mitigated by his fiduciary duty, and a founding partner in Crescent Franchise Solutions, spending a few hours per week on succession planning for franchise owners.

Employment History
Current Registrations
Newedge Advisors
November 2021 - Present · 4 yrs 11 mos
Previous Registrations
Mid Atlantic Financial Management, INC.
October 2017 - November 2021 · 4 yrs 1 mo
Ameriprise Financial Services, INC.
April 2003 - October 2017 · 14 yrs 6 mos
Ameriprise Financial Services, INC.Broker
January 2002 - October 2017 · 15 yrs 9 mos
Ids Life Insurance CompanyBroker
January 2002 - July 2006 · 4 yrs 6 mos
State Registrations2 states
FLNH
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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