Joseph Lavine is a ChFC-designated registered investment advisor, based in Bagley, MN, with 24 years of industry experience. Joseph is also registered as a broker, so some compensation may come from commissions on products sold.
Location
104 Main Ave N, Bagley, MN, 56621
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Joseph engages in fixed insurance sales since 2017, conducted at the branch location. This activity takes about 10% of his time during securities trading hours.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Previous Registrations
Commonwealth Financial Network
Commonwealth Financial NetworkBroker
Investment Centers of America, INC.Broker
Park Avenue Securities LLCBroker
State Registrations18 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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