Samuel Madden is a registered investment advisor, based in Charlotte, NC, with 22 years of industry experience.
Location
Charlotte, NC
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
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Samuel owns rental property, works as a notary, is the CEO of Yellow Bee Publishing, LLC (a book publishing company), and is the President of Yellow Bee, LLC (a food catering company). These activities require minimal time commitment.
Employment History
Current Registrations
Truist Investment Services, INC.
June 2022 - Present · 3 yrs 11 mos
Truist Advisory Services, INC.
June 2022 - Present · 3 yrs 11 mos
Truist Investment Services, INC.Broker
June 2022 - Present · 3 yrs 11 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
October 2019 - June 2022 · 2 yrs 8 mos
Wells Fargo Clearing Services, LLCBroker
May 2011 - June 2022 · 11 yrs 1 mo
First Clearing, LLCBroker
April 2009 - June 2009 · 2 mos
Wachovia Securities, LLCBroker
August 2001 - April 2009 · 7 yrs 8 mos
State Registrations1 state
NC
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.