Thomas Tye is a CFP-designated registered investment advisor at LPL Financial LLC, based in Danville, KY, with 25 years of industry experience. Thomas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
141 North 3rd Street, Danville, KY, 40422
Get directionsHistory
Regulatory History (1)
Customer Dispute
October 2008Other Business Activities
Thomas operates Tye Financial Group as a DBA for his LPL business since 2009. He also owns Blue Moon Rentals, LLC, consisting of four commercial rental units, dedicating minimal time to this. Additionally, Thomas is involved with Lune Bleue, LLC, spending a few hours per week.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Edward Jones
Edward JonesBroker
State Registrations28 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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