Thomas Tye is a CFP-designated registered investment advisor at LPL Financial LLC, based in Danville, KY, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
141 North 3rd Street, Danville, KY, 40422
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Regulatory History (1)
Customer Dispute
October 2008Other Business Activities
Thomas operates Tye Financial Group as a DBA for his LPL business since 2009. He also owns Blue Moon Rentals, LLC, consisting of four commercial rental units, dedicating minimal time to this. Additionally, Thomas is involved with Lune Bleue, LLC, spending a few hours per week.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Edward Jones
Edward JonesBroker
State Registrations27 states
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