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Vermond Harris

Raymond James Financial Services Advisors, INC
25 Years of Experience
Huntington, WV
1 DisclosureBrokerSells Insurance
View SEC Summary
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Vermond Harris is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Huntington, WV, with 25 years of industry experience. Vermond is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 508,439 clients with $390B in assets under management.

Raymond James Financial Services Advisors, INC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6724 advisors
Number of Clients
508,439 clients
Average Client Portfolio
$767K average
Assets Under Management
$390.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum annual fee percentage is 2.25% of assets under advisement. Specific fees are negotiable with your financial advisor based on time, complexity, and portfolio size.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

101 5th Ave, Huntington, WV, 25701

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2010
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Vermond is an associate/employee at Peoples Bank, working as a financial advisor, and an officer at Peoples Investment Services, selling and servicing new accounts. Vermond is also an agent at Peoples Insurance Agency, selling fixed annuities, dedicating a few hours per week.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
January 2009 - Present · 17 yrs 9 mos
Raymond James Financial Services, INC.Broker
August 2006 - Present · 20 yrs 2 mos
Previous Registrations
Raymond James Financial Services
September 2006 - January 2009 · 2 yrs 4 mos
Chase Investment Services CORP.Broker
July 2005 - August 2006 · 1 yr 1 mo
Chase Investment Services CORP.
July 2005 - August 2006 · 1 yr 1 mo
Banc One Securities Corporation
November 2003 - July 2005 · 1 yr 8 mos
Banc One Securities CorporationBroker
November 2003 - July 2005 · 1 yr 8 mos
Citigroup Global Markets INC.Broker
June 2001 - November 2003 · 2 yrs 5 mos
State Registrations23 states
ALCACTFLGAILINKSKYMDMIMNMOMSNCOHOKPASCTNTXVAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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