Carl Dockery is a registered investment advisor at Alpha Advisors, LLC, based in Lakeland, FL, with 20 years of industry experience. Carl operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 1 more. Their firm serves 68 clients with $32M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.50% |
| $1.0M - $2.0M | 1.00% |
| $2.0M - $4.0M | 0.80% |
| $4M+ | 0.80% |
Fees negotiable for assets in excess of $4,000,000. Minimum annual fee of $250 may apply.
Fee Estimator
Location
117 N Massachusetts Ave, Lakeland, FL, 33801
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Carl is the manager of Alpha Venture Capital Management, dedicating about half of his time to investment-related duties. He is also the President of Alpha Advisors Insurance Agency and a Director of Aytu BioScience, Inc.
Employment History
Current Registrations
Alpha Advisors, LLC
State Registrations1 state
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