SC
SC
Susan Chipps
22 Years of Experience
Fort Wayne, IN
1 DisclosureBroker
Susan Chipps is a registered investment advisor at Key Investment Services LLC, based in Fort Wayne, IN, with 22 years of industry experience. Susan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 27,533 clients with $6.1B in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
629 advisors
Number of Clients
27,533 clients
Average Client Portfolio
$222K average
Assets Under Management
$6.1B
Fee Structure
Minimum Investment:$10K
Investment management only (planning not offered)
Minimum Annual Fee:$130
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.40% |
| $1M+ | 1.00% |
KIS's program fees are negotiable, but will never exceed the Program Fee schedule. This does not include the Investment Manager or Model Strategist fee.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
Fort Wayne, IN
Get directionsHistory
Regulatory History (1)
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Customer Dispute
November 2010Denied
Employment History
Current Registrations
Key Investment Services LLC
July 2024 - Present · 2 yrs
Key Investment Services LLC
July 2024 - Present · 2 yrs
Key Investment Services LLCBroker
July 2024 - Present · 2 yrs
Previous Registrations
LPL Financial LLCBroker
March 2024 - July 2024 · 4 mos
LPL Financial LLC
February 2024 - July 2024 · 5 mos
Cx Institutional, LLC
April 2023 - September 2023 · 5 mos
J.P. Morgan Securities LLC
October 2012 - February 2023 · 10 yrs 4 mos
J.P. Morgan Securities LLCBroker
October 2012 - February 2023 · 10 yrs 4 mos
Chase Investment Services CORP.
December 2006 - October 2012 · 5 yrs 10 mos
Chase Investment Services CORP.Broker
July 2005 - October 2012 · 7 yrs 3 mos
Banc One Securities CorporationBroker
August 2004 - July 2005 · 11 mos
Raymond James Financial Services, INC.Broker
March 2003 - August 2004 · 1 yr 5 mos
State Registrations3 states
INMIOH
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.