RS
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Roger Suchy

19 Years of Experience
Rosemont, IL
Broker

Roger Suchy is a registered investment advisor at Fifth Third Securities, INC., based in Rosemont, IL, with 19 years of industry experience. Roger operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 43,031 clients with $9.1B in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
918 advisors
Number of Clients
43,031 clients
Average Client Portfolio
$212K average
Assets Under Management
$9.1B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K1.50%
$250K - $500K1.35%
$500K - $750K1.25%
$750K - $1.0M1.10%
$1.0M - $2.0M1.00%
$2M+0.80%

Fees are negotiable. In the Passageway One Program, if the client selects to receive the Tax Overlay Service, this optional service has an additional fee on top of the Passageway Program Standard Fee Schedule.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

6111 N River Road, Rosemont, IL, 60018

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Fifth Third Securities, INC.
June 2020 - Present · 5 yrs 11 mos
Fifth Third Securities, INC.Broker
June 2020 - Present · 5 yrs 11 mos
Previous Registrations
Associated Investment Services, INC.Broker
March 2017 - June 2020 · 3 yrs 3 mos
Associated Investment Services, INC.
March 2017 - June 2020 · 3 yrs 3 mos
Investment Professionals, INC.Broker
February 2015 - March 2017 · 2 yrs 1 mo
Investment Professionals, INC.
February 2015 - March 2017 · 2 yrs 1 mo
Benjamin F. Edwards & Company, Incorporated
January 2014 - March 2015 · 1 yr 2 mos
Benjamin F. Edwards & Company, INC.Broker
January 2014 - March 2015 · 1 yr 2 mos
Foreside Funds Distributors LLCBroker
June 2010 - November 2013 · 3 yrs 5 mos
Morgan Stanley Smith BarneyBroker
April 2010 - June 2010 · 2 mos
Morgan Stanley Smith Barney LLC
April 2010 - June 2010 · 2 mos
Ams Advisors LLC
May 2008 - May 2008 · 0 mos
Wfg Investments, INC.Broker
February 2008 - April 2008 · 2 mos
Pershing LLCBroker
August 2005 - November 2007 · 2 yrs 3 mos
William E. Hopkins & Associates, INC.Broker
April 2004 - June 2005 · 1 yr 2 mos
AXA Advisors, LLCBroker
January 2002 - April 2002 · 3 mos
State Registrations13 states
CADEFLIAILINMAMINJOHTNVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Roger Suchy - Financial Advisor | TrueAdvisor