Nita Ma is a registered investment advisor at Morgan Stanley, based in Pasadena, CA, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
55 South Lake Avenue Pasadena Towers - Tower II, Suite 700, Pasadena, CA, 91101
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
October 2013 - Present · 12 yrs 7 mos
Morgan StanleyBroker
October 2013 - Present · 12 yrs 7 mos
Previous Registrations
Bancwest Investment Services, INC. (bwis) and Bwis D/b/a Fhis
July 2006 - October 2013 · 7 yrs 3 mos
Bancwest Investment Services, INC.Broker
November 2003 - October 2013 · 9 yrs 11 mos
Bancwest Investment Services, INC.
November 2003 - July 2004 · 8 mos
Linsco/private Ledger CORP.
August 2003 - November 2003 · 3 mos
Linsco/private Ledger CORP.Broker
July 2003 - November 2003 · 4 mos
Fenb Securities, INC.Broker
July 2001 - July 2003 · 2 yrs
U. S. Pacific Financial Services, INC.Broker
June 2001 - July 2001 · 1 mo
State Registrations26 states
AZCACOCTDEFLGAHIILINMAMDMIMNMONCNDNJNVNYOHORTXUTVAWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.