Lindsey Banks is a registered investment advisor at Cetera Investment Advisers LLC, based in Dallas, TX, with 18 years of industry experience. Lindsey operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
3200 Olympus Blvd, Suite 100, Dallas, TX, 75019
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Lindsey works as a notary public, dedicating a few hours per week to this activity. This activity is investment-related.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Advisors LLCBroker
Cetera Financial Specialists LLCBroker
Cetera Investment Services LLCBroker
Cetera Wealth Services, LLCBroker
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
1st Global Advisors INC
1st Global Capital CORP.Broker
Wells Fargo Advisors, LLC
Wells Fargo Advisors, LLCBroker
Aetna Investment Services, LLCBroker
State Registrations1 state
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