David Mcinnis is a CFP-designated registered investment advisor at LPL Financial LLC, based in Alpharetta, GA, with 24 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
3265 North Point Parkway, Building 5, Suite 203, Alpharetta, GA, 30005
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
David operates Aristia Wealth Management as a DBA for his LPL business since 2012. He also uses McInnis Capital Group, LLC as a business entity for tax/investment purposes, dedicating nearly full-time hours to it.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Epg Wealth Management LLC
Arkadios CapitalBroker
Acg Wealth INC.
Triad Advisors, INC.Broker
Morgan Stanley Smith BarneyBroker
Morgan Stanley Smith Barney LLC
Morgan Stanley & CO. Incorporated
Morgan Stanley & CO. IncorporatedBroker
A. G. Edwards & Sons, INC.
A. G. Edwards & Sons, INC.Broker
Nationwide Securities, INC.Broker
Nylife Securities INC.Broker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Gregory WasseyLPL Financial LLC
- Isaac Cockfield, CFPLPL Financial LLC
- Milic Zecevic, CFPLPL Financial LLC
- Shannon Sullivan, CFPLPL Financial LLC
- Scott Christian, CFPLPL Financial LLC
- Armand Glassman, CFPLPL Financial LLC