Sidney Soria
Sidney Soria is a registered investment advisor at LPL Financial LLC, based in Murray, UT, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
5899 S. State Street, Murray, UT, 84107
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Regulatory History (1)
Customer Dispute
May 2009Other Business ActivitiesSells Insurance
Sidney sells fixed insurance products, including fixed annuities and whole & term life insurance, spending about 5% of his time on this activity. He also acts as a trustee of his family trust and operates under the DBA Mountain America Investment Services for his LPL business, dedicating about a quarter of his time to the latter.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Xcu Capital Corporation, INC.Broker
Commonwealth Financial NetworkBroker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.