Sidney Soria
Sidney Soria is a registered investment advisor at LPL Financial LLC, based in Murray, UT, with 25 years of industry experience. Sidney is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
5899 S. State Street, Murray, UT, 84107
Get directionsHistory
Regulatory History (1)
Customer Dispute
May 2009Other Business ActivitiesSells Insurance
Sidney sells fixed insurance products, including fixed annuities and whole & term life insurance, spending about 5% of his time on this activity. He also acts as a trustee of his family trust and operates under the DBA Mountain America Investment Services for his LPL business, dedicating about a quarter of his time to the latter.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Xcu Capital Corporation, INC.Broker
Commonwealth Financial NetworkBroker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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