Woong Hwang is a registered investment advisor, based in Coral Gables, FL, with 24 years of industry experience. Woong is also registered as a broker, so some compensation may come from commissions on products sold.
Location
One Alhambra Plaza Suite 1130, Coral Gables, FL, 33134
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Regulatory History (4)
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Regulatory
June 2021Final
Employment Separation After Allegations
July 2017Customer Dispute
June 2011Settled
Customer Dispute
December 2007Settled
Employment History
Current Registrations
Snowden Account Services LLCBroker
August 2017 - Present · 9 yrs 2 mos
Snowden Capital Advisors LLC
August 2017 - Present · 9 yrs 2 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
January 2003 - August 2017 · 14 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 2002 - August 2017 · 14 yrs 9 mos
Samsung Securities (america), INC.Broker
November 2001 - November 2002 · 1 yr
State Registrations7 states
CACTFLILNJNYPR
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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