Steven Erickson
Steven Erickson is a registered investment advisor at Concorde Asset Management, LLC, based in West Linn, OR, with 24 years of industry experience. Steven operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Insurance Planning, Investment Management, Retirement Planning. Their firm serves 3,253 clients with $490M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Concorde Asset Management offers investment management services with fees that are negotiable. The fees do not include platform fees and custodial expenses. Total fees to your representative typically range from 1% to 2% and can only be changed with your approval in advance.
Fees for Discretionary Investment Management accounts can reach a maximum of 2.25% annually, including platform fees. This fee covers the representative's fee, the subadvisor or model manager's fee, and the overlay platform fee. Custodian fees are separate.
Location
1800 Blakenship Rd., Suite 214, West Linn, OR, 97068
Get directionsHistory
Regulatory History (3)
Employment Separation After Allegations
December 2018Customer Dispute
September 2014Customer Dispute
June 2009Other Business ActivitiesSells Insurance
Steven works full-time at Wealth Investment Services, LLC and Concorde Asset Management, LLC. He also sells Thrive Life freeze-dried foods, fixed annuities for Western United Life Assurance, and is an insurance licensed agent with Alpine Brokerage Services, as well as a wealth strategist for SRA 831b Administration and Cornerstone Business Services, dedicating minimal time to each of these activities.
Employment History
Current Registrations
Concorde Asset Management, LLC
Concorde Investment Services, LLCBroker
Previous Registrations
International Assets Investment Management, LLC
International Assets Advisory, LLCBroker
LPL Financial LLCBroker
LPL Financial LLC
Morgan Stanley Smith Barney LLC
Morgan Stanley Smith BarneyBroker
Morgan Stanley & CO. IncorporatedBroker
Morgan Stanley & CO. Incorporated
Morgan Stanley Dw INC.Broker
Morgan Stanley
Citigroup Global Markets INC.
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
State Registrations24 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.