RM
RM
Randy Moorehead is a registered investment advisor, based in Wilson, NC, with 20 years of industry experience.
Location
2301 Airport Blvd, Wilson, NC, 27896
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Regulatory History (1)
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Customer Dispute
October 2020Denied
Other Business ActivitiesSells Insurance
Randy operates Level Four Wealth Management as a DBA for his LPL business, dedicating nearly full-time hours to securities trading. He also provides investment advisory services through Level Four Advisory Services LLC, spending about 10% of his time on this activity, and works as an advisor client services associate for Level Four Insurance, spending minimal time.
Employment History
Current Registrations
Level Four Financial, LLCBroker
August 2021 - Present · 5 yrs 1 mo
Level Four Advisory Services
September 2018 - Present · 8 yrs
Previous Registrations
LPL Financial LLCBroker
September 2018 - August 2021 · 2 yrs 11 mos
Signator Investors, INC.
July 2015 - September 2018 · 3 yrs 2 mos
Signator Investors, INC.Broker
July 2015 - September 2018 · 3 yrs 2 mos
AXA Advisors, LLC
April 2009 - August 2015 · 6 yrs 4 mos
AXA Advisors, LLCBroker
March 2009 - August 2015 · 6 yrs 5 mos
Sentry Equity Services, INC.Broker
August 2001 - December 2004 · 3 yrs 4 mos
State Registrations1 state
NC
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.