James Mead
James Mead is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Fairfield, CT, with 15 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
2150 Post Road, Suite 402, Fairfield, CT, 06824
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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James is a Senior Vice President and financial advisor at The IST Group. He dedicates minimal time to this role outside of his primary advisory work.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Previous Registrations
Morgan Stanley
Morgan StanleyBroker
X-Change Financial Access, LLCBroker
G-Bar Limited PartnershipBroker
Triune Capital Advisors LLCBroker
S.J. Levinson & Sons LLCBroker
Toro Trading LLCBroker
State Registrations21 states
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