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Howard Richardson

24 Years of Experience
Watauga, TX
Broker

Howard Richardson is a registered investment advisor at Ameriprise Financial Services, LLC, based in Watauga, TX, with 24 years of industry experience. Howard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

8309 Whitley Rd, Ste 101, Watauga, TX, 76148

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Howard owns a business at his home address since 2021, dedicating minimal time. He also has outside employment with Prich 3, spending minimal time both during and outside trading hours.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
August 2001 - Present · 24 yrs 9 mos
Ameriprise Financial Services, LLC
July 2001 - Present · 24 yrs 10 mos
Ameriprise Financial Services, LLCBroker
July 2001 - Present · 24 yrs 10 mos
Previous Registrations
Ids Life Insurance CompanyBroker
July 2001 - July 2006 · 5 yrs
State Registrations11 states
CTFLGAMIMNMOOHOKORPATX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Howard Richardson - Financial Advisor | TrueAdvisor