David Brown
David Brown is a registered investment advisor at Osaic Wealth, INC., based in Fitchburg, WI, with 23 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
2960 Triverton Pike Dr, Suite 100, Fitchburg, WI, 53711
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
David is an agent for fixed insurance sales and service, a partner at Akamai Investment Advisors (financial planning), Akamai College Consultants (college planning), and Akamai Tax Services LLC. He also manages residential rental property and is an affiliated advisor with Tenacity Advisory Group, Inc; his financial planning role at Akamai Investment Advisors takes nearly full-time hours.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
Woodbury Financial Services, INC.Broker
Woodbury Financial Services, INC.
Cetera Advisor Networks LLCBroker
Cetera Advisor Networks LLC
Associated Investment Services, INC.
Associated Investment Services, INC.Broker
Commonwealth Financial NetworkBroker
Primevest Financial Services, INC.Broker
M&i Brokerage Services, INC.Broker
Wma Securities, INC.Broker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.