Rod Locricchio
Rod Locricchio is a registered investment advisor at Kestra Advisory Services, LLC, based in Southfield, MI, with 13 years of industry experience. Rod is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Annuities, Education Planning, Estate Planning, Insurance Planning, and 3 more. Their firm serves 117,403 clients with $80B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
Asset-based fees range up to 2.5% of assets under management and are negotiable based on account size, registration type, and services provided.
Fee Estimator
Location
26400 Lahser, Ste. 312, Southfield, MI, 48033
Get directionsHistory
Regulatory History (1)
Criminal
October 1984Other Business Activities
Rod is an associate at The Baker Group, performing registered representative activities through Kestra Investment Services, dedicating nearly full-time hours to this role. Rod also works as a waiter at Rochester Chop House, spending less than half of his time in this role.
Employment History
Current Registrations
Kestra Advisory Services, LLC
Kestra Investment Services, LLCBroker
Previous Registrations
NFP Advisor Services, LLC
Morgan Stanley Dw INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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