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Dean Johnson

24 Years of Experience
Scottsdale, AZ
Broker

Dean Johnson is a registered investment advisor at RBC Capital Markets, LLC, based in Scottsdale, AZ, with 24 years of industry experience. Dean operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3777 advisors
IM Fee
Planning only
Assets Under Management
$310.4B

Fee Structure

RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.

One-Time Plan:$1,000 - $20,000
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Location

6710 North Scottsdale Road, Suite 150, Scottsdale, AZ, 85253-4451

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Dean was a consulting minority partner at Tizzo's Inc., a retail food operation, from 2001 to 2002, dedicating about 10-20% of his time. He also served as a committee/council member for Ronald McDonald House Charities (Midwest) until 2023, providing guidance on investment portfolios, dedicating minimal time.

Employment History
Current Registrations
RBC Capital Markets, LLC
July 2006 - Present · 19 yrs 10 mos
RBC Capital Markets, LLC
July 2006 - Present · 19 yrs 10 mos
RBC Capital Markets, LLCBroker
July 2006 - Present · 19 yrs 10 mos
Previous Registrations
Piper Jaffray & CO.Broker
July 2001 - July 2006 · 5 yrs
State Registrations23 states
AZCACODEFLGAIAILINMAMIMNMONDNHNJNYOHPASCTXWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.