Stephen Foki is a registered investment advisor at Morgan Stanley, based in Reston, VA, with 14 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...
Location
11951 Freedom Drive, Suite 1200, Reston, VA, 20190
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan StanleyBroker
October 2021 - Present · 4 yrs 7 mos
Morgan Stanley
October 2021 - Present · 4 yrs 7 mos
Previous Registrations
Charles Schwab & CO., INC.
May 2013 - December 2019 · 6 yrs 7 mos
Charles Schwab & CO., INC.Broker
May 2012 - December 2019 · 7 yrs 7 mos
Rdl Financial, Lc
May 2004 - October 2005 · 1 yr 5 mos
Charles Schwab & CO., INC.Broker
June 2002 - December 2002 · 6 mos
Morgan Stanley Dw INC.Broker
July 2001 - April 2002 · 9 mos
State Registrations46 states
ALARAZCACOCTDCDEFLGAILINKSLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHORPAPRRISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.