Frederick Fegan
Frederick Fegan is a registered investment advisor at Gwn Securities INC., based in Cincinnati, OH, with 24 years of industry experience. Frederick operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management. Their firm serves 37,091 clients with $3.7B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
GWN Securities offers several managed account programs with fees based on a percentage of your portfolio's value. These fees are typically billed quarterly. The specific fees vary depending on the program you choose and the amount you invest. Some programs have minimum account sizes and platform fees. GWN's fees do not include brokerage and custodial services. GWN may also recommend third-party money managers, which will result in additional fees.
Location
Cincinnati, OH
Get directionsHistory
Regulatory History (1)
Financial
September 2022Other Business ActivitiesSells Insurance
Frederick sells Medicare supplements/insurance, dedicating about a quarter of his time, and owns YFF Properties LLC, investing in real estate. He also works as a financial professional, spending nearly full-time hours on wealth management and retirement options, and has several other activities including working as a poll worker, selling home health plans, and tutoring.
Employment History
Current Registrations
Gwn Securities INC.
Gwn Securities INC.Broker
Previous Registrations
AXA Advisors, LLC
AXA Advisors, LLCBroker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.