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Frederick Fegan

Gwn Securities INC.
25 Years of Experience
Cincinnati, OH
1 DisclosureBrokerSells Insurance
View SEC Summary
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Frederick Fegan is a registered investment advisor at Gwn Securities INC., based in Cincinnati, OH, with 25 years of industry experience. Frederick is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 37,793 clients with $4.8B in assets under management.

Gwn Securities INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
505 advisors
Number of Clients
37,793 clients
Average Client Portfolio
$126K average
Assets Under Management
$4.8B

Fee Structure

Minimum Investment:$2K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K1.50%
$250K - $500K1.25%
$500K - $1.0M1.00%
$1M+0.50%

Schedule represents the standard GWN Managed Account Program. Other programs such as Premier, Total Access, and FMAX have separate fee schedules or negotiable rates up to 2.00%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Cincinnati, OH

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History

Regulatory History (1)
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Financial
September 2022
Final
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Frederick sells Medicare supplements/insurance, dedicating about a quarter of his time, and owns YFF Properties LLC, investing in real estate. He also works as a financial professional, spending nearly full-time hours on wealth management and retirement options, and has several other activities including working as a poll worker, selling home health plans, and tutoring.

Employment History
Current Registrations
Gwn Securities INC.
January 2017 - Present · 9 yrs 9 mos
Gwn Securities INC.Broker
January 2017 - Present · 9 yrs 9 mos
Previous Registrations
AXA Advisors, LLC
January 2003 - January 2017 · 14 yrs
AXA Advisors, LLCBroker
September 2001 - January 2017 · 15 yrs 4 mos
State Registrations3 states
GAKYOH
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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