DW
DW
Daniel White
18 Years of Experience
Phoenix, AZ
1 DisclosureBroker
Daniel White is a registered investment advisor at Charles Schwab & CO., INC., based in Phoenix, AZ, with 18 years of industry experience. Daniel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning.
Compensation
Fixed/Hourly
Firm Size
8109 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified
Fee Structure
Planning is included in investment management
Minimum Annual Fee:$1,000
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 0.80% |
| $1.0M - $2.0M | 0.75% |
| $2.0M - $5.0M | 0.70% |
| $5.0M - $10.0M | 0.50% |
| $10.0M - $25.0M | 0.30% |
| $25M+ | 0.30% |
Fee schedule effective October 1, 2024. Clients enrolled prior to this date may have grandfathered fee schedules. Fees may be negotiable for assets over $25 million.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
Loading...
Location
2423 E Lincoln Dr, Phoenix, AZ, 85016-1215
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2008Denied
Employment History
Current Registrations
Charles Schwab & CO., INC.
May 2021 - Present · 5 yrs 4 mos
Charles Schwab & CO., INC.Broker
March 2015 - Present · 11 yrs 6 mos
Previous Registrations
Schwab Private Client Investment Advisory, INC.
March 2015 - May 2021 · 6 yrs 2 mos
USAA Financial Planning Services
March 2013 - February 2015 · 1 yr 11 mos
USAA Financial Advisors, INC.Broker
December 2012 - February 2015 · 2 yrs 2 mos
Farmers Financial Solutions, LLCBroker
February 2012 - September 2012 · 7 mos
Charles Schwab & CO., INC.
July 2006 - March 2010 · 3 yrs 8 mos
Charles Schwab & CO., INC.Broker
July 2006 - March 2010 · 3 yrs 8 mos
AXA Advisors, LLC
March 2006 - June 2006 · 3 mos
AXA Advisors, LLCBroker
July 2005 - June 2006 · 11 mos
Aetna Investment Services, LLCBroker
June 2001 - January 2002 · 7 mos
State Registrations2 states
AZCA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.