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Travis Fago

Golden State Wealth Management, LLC
24 Years of Experience
Powell, WY
2 DisclosuresBrokerSells Insurance
View SEC Summary
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Travis Fago is a registered investment advisor at Golden State Wealth Management, LLC, based in Powell, WY, with 24 years of industry experience. Travis is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Financial Planning & Coaching, and 6 more. Their firm serves 4,192 clients with $2.2B in assets under management.

Golden State Wealth Management, LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
48 advisors
Number of Clients
4,192 clients
Average Client Portfolio
$529K average
Assets Under Management
$2.2B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Maximum annual fee for asset management and comprehensive portfolio management will not exceed 2.00%. Fees are negotiable and billed quarterly in advance. Different programs custodied with LPL Financial have separate maximum fee caps ranging up to 2.95%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

254 E 2nd Street, Suite 2, Powell, WY, 82435

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2015
Denied
Customer Dispute
September 2003
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Travis spends full-time on Fago Wealth Management, a non-variable insurance DBA since 2012. He also has a tax entity under the same name.

Employment History
Current Registrations
Golden State Wealth Management, LLC
September 2018 - Present · 8 yrs 1 mo
LPL Financial LLC
April 2012 - Present · 14 yrs 6 mos
LPL Financial LLCBroker
April 2012 - Present · 14 yrs 6 mos
Previous Registrations
Independent Financial Partners
April 2012 - September 2018 · 6 yrs 5 mos
Morgan Stanley Smith BarneyBroker
June 2009 - April 2012 · 2 yrs 10 mos
Morgan Stanley Smith Barney LLC
June 2009 - April 2012 · 2 yrs 10 mos
Morgan Stanley & CO. Incorporated
November 2008 - June 2009 · 7 mos
Morgan Stanley & CO. IncorporatedBroker
November 2008 - June 2009 · 7 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
February 2006 - November 2008 · 2 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 2006 - November 2008 · 2 yrs 10 mos
MML Investors Services, INC.Broker
May 2002 - September 2005 · 3 yrs 4 mos
Mony Securities CorporationBroker
June 2001 - August 2001 · 2 mos
State Registrations9 states
AZCAFLILNVOKORTXUT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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