AH
AH

Aaron Ashby Henry

12 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement PlanningEducation PlanningEstate PlanningFinancial Planning & CoachingTax Planning
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
26657 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
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Location

511 N Broadway, Milwaukee, WI, 53202

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Aaron works for the Wind Point Police Department, dedicating about a quarter of his time to this non-investment related activity. He also works for Old National Investments and Old National Bank, both investment-related activities at his business location.

Employment History
Current Registrations
LPL Financial LLCBroker
October 2022 - Present · 3 yrs 4 mos
LPL Financial LLC
October 2022 - Present · 3 yrs 4 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
January 2018 - November 2020 · 2 yrs 10 mos
Wells Fargo Clearing Services, LLCBroker
November 2017 - November 2020 · 3 yrs
Wells Fargo Funds Management, LLC
November 2006 - February 2009 · 2 yrs 3 mos
Wells Fargo Funds Distributor, LLCBroker
November 2006 - February 2009 · 2 yrs 3 mos
M&i Brokerage Services, INC.Broker
May 2002 - October 2006 · 4 yrs 5 mos
State Registrations1 state
WI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.