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Aaron Henry

LPL Financial LLC
13 Years of Experience
Milwaukee, WI
Broker
View SEC Summary
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Aaron Henry is a registered investment advisor at LPL Financial LLC, based in Milwaukee, WI, with 13 years of industry experience. Aaron is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28129 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

511 N Broadway, Milwaukee, WI, 53202

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Aaron works for the Wind Point Police Department, dedicating about a quarter of his time to this non-investment related activity. He also works for Old National Investments and Old National Bank, both investment-related activities at his business location.

Employment History
Current Registrations
LPL Financial LLCBroker
October 2022 - Present · 4 yrs
LPL Financial LLC
October 2022 - Present · 4 yrs
Previous Registrations
Wells Fargo Clearing Services, LLC
January 2018 - November 2020 · 2 yrs 10 mos
Wells Fargo Clearing Services, LLCBroker
November 2017 - November 2020 · 3 yrs
Wells Fargo Funds Management, LLC
November 2006 - February 2009 · 2 yrs 3 mos
Wells Fargo Funds Distributor, LLCBroker
November 2006 - February 2009 · 2 yrs 3 mos
M&i Brokerage Services, INC.Broker
May 2002 - October 2006 · 4 yrs 5 mos
State Registrations1 state
WI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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