Andre Lister
Andre Lister is a registered investment advisor at Acp Investment Management, based in Kailua-Kona, HI, with 23 years of industry experience. Andre operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Education Planning, Financial Planning & Coaching, High Net Worth, and 3 more. Their firm serves 173 clients with $130M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 2.00% |
| $500K - $1.0M | 1.75% |
| $1.0M - $3.0M | 1.50% |
| $3.0M - $10.0M | 1.00% |
| $10M+ | 0.50% |
Fees and account value levels are subject to negotiation at the sole discretion of your IAR. Maximum annual percentage fee of 2%.
Fee Estimator
Location
75-170 Hualalai Rd,, Suite C209, Kailua-Kona, HI, 96740
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Andre sells annuities, life insurance, and long-term care insurance (all non-variable) and is an IAR managing investment models. He also works as a registered investment advisor and manages advisory assets, dedicating about half of his time to these activities.
Employment History
Current Registrations
Acp Investment Management
Previous Registrations
Signaline Investments
Financial Advocates Investment Management
LPL Financial LLCBroker
LPL Financial LLC
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Kms Financial Services, INC.Broker
Kms Financial Services, INC
Aura Asset Management, INC.
Aura Financial Services, INC.
Aura Financial Services, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.