JK
JK
Jeong Kim is a registered investment advisor at LPL Financial LLC, based in Granite Bay, CA, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B
Fee Structure
Minimum Investment:$1K
Investment management only (planning not offered)
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
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Location
Granite Bay, CA
Get directionsHistory
Regulatory History (2)
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Customer Dispute
February 2016Settled
Customer Dispute
November 2008Denied
Employment History
Current Registrations
LPL Financial LLC
October 2024 - Present · 1 yr 7 mos
LPL Financial LLCBroker
October 2024 - Present · 1 yr 7 mos
Previous Registrations
Cetera Investment Advisers LLC
June 2023 - November 2024 · 1 yr 5 mos
Cetera Advisor Networks LLCBroker
July 2020 - November 2024 · 4 yrs 4 mos
Cetera Advisor Networks LLC
July 2020 - June 2023 · 2 yrs 11 mos
Wells Fargo Clearing Services, LLC
March 2013 - July 2020 · 7 yrs 4 mos
Wells Fargo Clearing Services, LLCBroker
March 2013 - July 2020 · 7 yrs 4 mos
U.S. Bancorp Investments, INC.
January 2010 - March 2013 · 3 yrs 2 mos
U.S. Bancorp Investments, INC.Broker
January 2010 - March 2013 · 3 yrs 2 mos
Chase Investment Services CORP.
May 2009 - December 2009 · 7 mos
Chase Investment Services CORP.Broker
May 2009 - December 2009 · 7 mos
Wamu Investments, INC.
June 2008 - May 2009 · 11 mos
Wamu Investments, INC.Broker
July 2007 - May 2009 · 1 yr 10 mos
Mclaughlin, Piven, Vogel Securities, INC.Broker
July 2001 - July 2007 · 6 yrs
State Registrations4 states
CAIDINNV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.