EW
EW

Erik Randall Wallin

21 Years of Experience
1 DisclosureBrokerSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & Coaching
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
5 advisors
Number of Clients
347 clients
Average Client Portfolio
$2.7M average
Assets Under Management
$936.4M

Fee Structure

Minimum Investment:$400K
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Location

99 Derby Street, Suite 100, Hingham, MA, 02043

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History

Regulatory History (1)
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Customer Dispute
November 2012
Denied
Other Business ActivitiesSells Insurance

Erik is a managing partner at One Charles Private Wealth, an RIA, dedicating full-time hours to portfolio and strategy management. He is also an insurance agent with PKS Financial, researching and implementing fixed insurance products for clients, which takes about 10-20% of his time.

Employment History
Current Registrations
One Charles Private Wealth
May 2017 - Present · 8 yrs 9 mos
Purshe Kaplan Sterling InvestmentsBroker
November 2015 - Present · 10 yrs 3 mos
Previous Registrations
One Charles Private Wealth, LLC
November 2015 - March 2017 · 1 yr 4 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
February 2005 - November 2015 · 10 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 2004 - November 2015 · 11 yrs 4 mos
State Registrations13 states
AZCOCTFLGAIDMANHNJNYOHRIWV
AdvisorBrokerBoth
Exams
No exam information available for this advisor.