Scott Shaw is a registered investment advisor at LPL Financial LLC, based in Ardmore, PA, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
40 E Montgomery Ave #4 Ste 417, Ardmore, PA, 19003-2421
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Regulatory History (2)
Customer Dispute
July 2019Customer Dispute
February 2010Other Business Activities
Scott operates Mainline Wealth Management and Bash Capital as DBAs for his LPL business, dedicating full-time hours to these activities. He also acts in a fiduciary capacity for the Utain Family Legacy Trust, manages M&S Investments LLC for tax/investment purposes, and is a limited partner/business owner in ABC LLC, spending a few hours per week on the latter.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Ameriprise Financial Services, INC.
Ameriprise Financial Services, INC.Broker
Ids Life Insurance CompanyBroker
State Registrations18 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.