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Gregory Smithson

24 Years of Experience
Wichita Falls, TX
Broker

Gregory Smithson is a registered investment advisor at Morgan Stanley, based in Wichita Falls, TX, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

3728 Maplewood, Wichita Falls, TX, 76308

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Gregory works as a registered respiratory therapist at Texas Specialty Hospital. He also owns rental property and is involved in agriculture in Electra, Texas, spending minimal time on these activities outside of business hours.

Employment History
Current Registrations
Morgan Stanley
February 2014 - Present · 12 yrs 3 mos
Morgan StanleyBroker
February 2014 - Present · 12 yrs 3 mos
Previous Registrations
NFP Securities, INC.
September 2011 - February 2014 · 2 yrs 5 mos
NFP Securities, INC.Broker
September 2011 - February 2014 · 2 yrs 5 mos
Investment Centers of America, INC.Broker
April 2010 - September 2011 · 1 yr 5 mos
Investment Centers of America, INC.
April 2010 - September 2011 · 1 yr 5 mos
Wells Fargo Investments, LLC
January 2008 - April 2010 · 2 yrs 3 mos
Wells Fargo Investments, LLCBroker
January 2008 - April 2010 · 2 yrs 3 mos
Citigroup Global Markets INC.
May 2007 - December 2007 · 7 mos
Citigroup Global Markets INC.Broker
May 2007 - December 2007 · 7 mos
Citicorp Investment Services
October 2005 - May 2007 · 1 yr 7 mos
Citicorp Investment ServicesBroker
June 2005 - May 2007 · 1 yr 11 mos
Banc One Securities CorporationBroker
August 2001 - June 2005 · 3 yrs 10 mos
State Registrations31 states
AKALARAZCACOFLGAILINKYLAMDMEMIMNMONCNMNVNYOHOKORPASCTNTXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.