Deborah Roundtree
Deborah Roundtree is a registered investment advisor at Cetera Investment Advisers LLC, based in Philadelphia, PA, with 24 years of industry experience. Deborah operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
190 N Independence Mall West Suite 602, Philadelphia, PA, 19106
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Deborah sells fixed insurance (life, health, disability, annuities, and long-term care) under Macktree Financial, dedicating a few hours per week. She also owns Macktree LLC, providing tax and accounting services (about 10-20% of her time), and Macktree Financial Services, a financial services business (a few hours per week).
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Advisors LLCBroker
Previous Registrations
Cetera Advisors LLC
Cetera Investment Advisers LLC
Cetera Financial Specialists LLCBroker
Hochman & Baker Investment Advisory Services, INC.
Hochman & Baker Securities, INC.Broker
State Registrations1 state
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