Adam Henley
Adam Henley is a registered investment advisor at Osaic Wealth, INC., based in Jeffersonville, IN, with 24 years of industry experience. Adam operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
605 North Shore Drive, Suite 104, Jeffersonville, IN, 47130
Get directionsHistory
Regulatory History (1)
Customer Dispute
January 2019Other Business ActivitiesSells Insurance
Adam is a Vice President at Riverbend Financial Group, LLC, assisting clients with service requests and paperwork, dedicating about half of his time. He is also an Investment Advisor Representative (IAR) with Securities America Advisors, Inc., focusing on advisory-based asset management, which takes minimal time.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
Securities America Advisors, INC.
Securities America Advisors, INC.
Securities America, INC.Broker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.