SR
SR

Stephen Russell

24 Years of Experience
Carthage, TN
1 DisclosureBroker

Stephen Russell is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Carthage, TN, with 24 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
Loading...

Location

1300 Main Street North, Carthage, TN, 37030

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2008
Settled
Other Business Activities

Stephen is a partner in BDGR Excavating LLC and BDGR LLC (real estate brokerage/development), manages N&T Farms (a hobby farm and mulching services), and owns rental real estate. These activities take a few hours per week, with minimal time spent during trading hours.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
March 2009 - Present · 17 yrs 2 mos
Raymond James Financial Services, INC.Broker
July 2005 - Present · 20 yrs 10 mos
Previous Registrations
Edward JonesBroker
August 2001 - July 2005 · 3 yrs 11 mos
State Registrations14 states
ALARAZCAFLGAILKYMOMSNCOHTNTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.