James Lamb
James Lamb is a CFP-designated registered investment advisor at Lamb Retirement Solutions LLC, based in Elizabethtown, NY, with 10 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 42 clients with $3.1M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.00% |
| $500K - $1.0M | 0.90% |
| $1.0M - $2.0M | 0.80% |
| $2.0M - $3.0M | 0.70% |
| $3.0M - $4.0M | 0.60% |
| $4.0M - $5.0M | 0.50% |
| $5.0M - $7.5M | 0.40% |
| $7.5M - $10.0M | 0.30% |
| $10.0M - $20.0M | 0.20% |
| $20M+ | 0.10% |
The annual fee is negotiable. Accounts within the same household may be combined for a reduced fee. Fees for accounts held at American Funds Service Company (AFS) shall be billed based on a similar fee schedule.
Fee Estimator
Location
Elizabethtown, NY
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James works as a Property Book Officer for the U.S. Army, inventorying and maintaining equipment, dedicating about a quarter of his time. He is also an insurance agent selling fixed insurance products through Lamb Retirement Solutions LLC, spending a few hours per week on this activity.
Employment History
Current Registrations
Lamb Retirement Solutions LLC
Previous Registrations
Ip Financial Advisory Services LLC
Innovation Partners LLCBroker
Parsonex Securities, INC.Broker
Chase Investment Services CORP.Broker
Gunnallen Financial, INCBroker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
Gunnallen Financial, INCBroker
Seaboard Securities, INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.