Robert Walker is a CFP, ChFC-designated registered investment advisor, based in Rochester, NY, with 24 years of industry experience.
Location
225 Chestnut St, Rochester, NY, 14604
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Robert operates ESL Investment Services as a DBA for his LPL business. He also sells non-variable insurance products, including life, disability, and long-term care insurance, dedicating about 10-20% of his time to this activity.
Employment History
Current Registrations
Esl Investment Services, LLCBroker
Esl Investment Services, LLC
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Key Investment Services LLCBroker
Key Investment Services LLC
LPL Financial LLC
LPL Financial LLCBroker
Hsbc Securities (USA) INC.
Hsbc Securities (USA) INC.Broker
Hsbc Brokerage (USA) INC.Broker
AXA Advisors, LLCBroker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.